BBVA Compass

International Financial Advisor

Job ID
2017-106252
TX-HOUSTON-HOUSTON TOWER
Category
INVESTMENTS
US-TX-HOUSTON
FLSA Status
EXEMPT
Type
FULL TIME
EOE Statement
Equal Opportunity Employer - Minority/Female/Disability/Veterans.

Overview

At BBVA, we are working to make banking better for everyone. That is where you come in. We are looking for smart, team oriented people who want to be part of a first-class workforce that gives people the tools they need to meet their financial goals, all while delivering an outstanding client experience. Learn more below.

Responsibilities

The incumbent is responsible for ensuring the area is in compliance with laws, regulations and rulings governing Wealth Management services and the policies and procedures of the Wealth Management Group.

 

 

  • Assists clients in meeting their financial goals through personalized, in-depth counseling and recommendations of appropriate investments in equity and debt instruments.

 Help to determine proper strategy based on anticipated needs to risk tolerance.

 

  • Supervises all aspects of handling the customer account from money and securities transfers to verify the accuracy of statements.

 

  • Answers client questions and concerns.

 

  • Ensure proper account documentation.

 

  • Verify and monitor client financial condition on a continual basis.

 

  • Keep current on markets and securities of importance to clients. Continually review research materials and financial news for areas of opportunity and concern.

 

  • Use current information along with prior knowledge and experience to determine the most appropriate investments for each client.

 

  • Work with officers throughout the bank to bring the above services to our banking customers and to interest their clients in the benefits of doing business at the bank.

 

  • Conducts investment seminars for clients and prospects.

 

  • Work directly with retail supporting their annuity sales efforts.

 

  • All other job related duties as assigned.

 

Qualifications

Must meet credit history and criminal background requirements associated with Financial Industry Regulatory Authority registration process, to include FBI fingerprint criminal history, review of credit report, civil litigation, liens, and other public records.

 

REQUIRED EDUCATION/EXPERIENCE:

  • College Degree.
  • 5+ years with a recognized brokerage firm, including successful completion of in-depth training program.
  • Series 6 required, Preferably, Series7, Series 63 and Life and Health.

 

REQUIRED SPECIFIC KNOWLEDGE:

  • Working knowledge of pertinent securities markets and investment vehicles, along with the experience and perspective to know how they affect the proper management of client assets.
  • Knowledge of PC based word processing and spreadsheet software.

 

Options

Sorry the Share function is not working properly at this moment. Please refresh the page and try again later.
Share on your newsfeed

Connect With Us!

Not ready to apply? Connect with us for general consideration.